Craig Aaron Bonn
(CRD #: 2280460), who was previously a registered representative of Laidlaw
& Company (UK) Ltd. located in New York New York, has disclosed on Financial
Industry Regulatory Authority (“FINRA”) BrokerCheck that a Laidlaw customer
filed FINRA Arbitration #18-02628 on August 29, 2018, alleging excessive
trading and unsuitability.
Bonn’s
BrokerCheck records show that the customer alleged Bonn to have made unsuitable
stock trades, and traded excessively in the customer’s account between 2008 and
2016. At least $228,128.47 in damages have been requested by the customer as a
result of Bonn’s alleged sales practice violations.
In addition, Bonn
also disclosed that FINRA Arbitration #14-00033 was filed by a Laidlaw customer
on January 17, 2014. Bonn was accused of giving the customer poor advice
regarding equities and limited partnership interests or direct participation
programs. Laidlaw resolved the customer’s allegations by paying the customer
$325,000.00 in damages.
On March 23,
2004, Bonn was alleged in a complaint to have made unsuitable investments in
the account of a Sands Brothers & Co. customer. The customer alleged that
it was inappropriate for the customer to have been placed in certain equities.
That complaint has not been pursued by the customer as of August 6, 2004.
Bonn is presently
a registered representative of National Securities Corporation.
If you believe
you are a victim of sales practice violations such as those alleged to have
been committed by Craig Aaron Bonn, contact the Law Office of Peter M. Spett
for a complimentary consultation to evaluate your legal rights and claims.
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